Recent Research

Registration Statements & Prospectus Filings

  • Form 10 for companies or successors emerged from bankruptcy
  • IPO for foreign issuer that is a wholly-owned subsidiary
  • Post-effective amendments which update financials or extend shelf offering period
  • Prospectus supplements that update the list of selling securityholders
  • Risk factors relating to Africa
  • S-3 reoffers that exceed 33% of outstanding shares
  • S-3s that incorporate merger proxy filings by reference
  • Takedown prospectus for shelf offering that includes both primary and resale shares
  • Underwritten offers where the over-allotment shares are provided by selling shareholders
  • Universal shelf on Form S-3 by Ohio REIT